As Act obligates investment services companies to appoint a compliance officer. Among his tasks is to ensure compliance with the relevant regulations. This concerns in particular the avoidance of conflicts of interest in the securities business and for violations of the insider trading rules.
When taking over the function of the compliance officer an intensive initial training is useful, since the list of tasks in the past few years, including current by MaComp, became more and more extensive. To meet these requirements the basic seminar is designed for compliance officers. For the experienced compliance officers can use the event good for a refresher of knowledge!
The team of speakers has had a long experience in the area of compliance. The speakers you will also roll out with numerous examples from practice to the topic.